Compliance & Advisory Operations Consultant
Stephanie has over fifteen years in the financial industry with the bulk of her experience as a member of operations and securities supervision. She began her operations career as a supervisor for the Transfer Agency at Unified Fund Services/Huntingtion Asset Services, Inc. in 2004, then went on to become an Operations Principal at City Securities in 2013, Operations Manager for David A. Noyes & Co. in 2017, Director of Operations at SBC Wealth Management in 2019, and Consultant for Bristal Lane Group in 2022. She is a registered Securities Principal. Her education includes a Bachelor of Arts degree from Hanover College.