Peter Efstathakis
Compliance Consultant
Peter is a financial services professional with over 25 years of wide-ranging industry exposure. His experience includes having worked in the securities transfer unit at The Bank Of New York-Corporate Trust Division, Agency Trade Desk execution and support
with Mutual Service Corporation (Independent B/D), Equity Compensation Plan Administration/Trading with UBS Financial Services, Retail Relationship Management at E*TRADE Financial Services, Proprietary Trader(self-directed) with T3 Trading, and Corporate Governance Consulting (Proxy Contests/Tender Offer- M&A deals) with Mackenzie Partners, Inc. in NYC.
He currently holds FINRA Registrations 7,24 and 57 and has a B.A in Economics from CUNY-Queens College.