Monica Coles
Senior Compliance Consultant
Monica brings over twenty years of experience in the financial services sector. Starting in regional banks Monica quickly transitioned to the securities industry and has been there ever since. She has held positions in Operations, Supervision and Compliance for both small independent Broker-Dealers/RIAs and larger Wire-House Firms. CCO, Director of Compliance and Head of Supervision are a few of the titles she has held during her career. Monica holds the FINRA series 4, 7, 9/10, 24, 52, 63 and 65 licenses. Using her knowledge and experience Monica brings a well-rounded and practical approach to her work at Bristal Lane. She lives in Syracuse and in her free time enjoys traveling, F1 races and spending time with her family.