Matt grew up in the Financial Services industry having passed his GS exam in 1972, which later became the Series 1 and Series 7. Matt started in the industry on in production, building a business focused on full financial consulting, including advisory, financial planning, brokerage, insurance and tax planning. Before joining Bristal Lane, Matt acted as Chief Compliance Officer, Head of Supervision and
President of national broker-dealers and RIAs, including hybrid businesses. For Bristal Lane clients, Matt provides an experienced, risk based approach to compliance consulting.