Jonathan Frame
Compliance Consultant
Jonathan Frame brings more than two decades of experience in the financial services industry to the Bristal Lane team. His experience with multiple firms provides him with a multitude of skills and talents. He served as a CCO, Regional Compliance Manager, and Compliance Supervisor of multiple firms during his twenty-five-year tenure. It also provided him with valuable experience in dealing with independent broker dealers and RA’s. Jonathan currently holds several FINRA registrations including Series 24, 53, 7 and 66.